Jobs · Accounting · Virginia

Prinicipal Risk Specialist, Audit & Exam Facilitation

Capital One · Richmond, VA · 1 wk ago
Accounting$121k–$138k/yrFull-time

Responsibilities

Own/support centralized management of Audit & Exam engagements: support the facilitation of audit and exam management in coordination and partnership with and in support of key internal stakeholders (e.g., VRMs, business stakeholders, etc.).

Establish and Manage Engagement Structures: Set up and maintain milestone meetings, folder organization, communication channels, and meeting minutes to ensure effective collaboration and communication.

Lead Stakeholder Communication and Alignment: Deliver initial and ongoing communications to stakeholders (VRMs, AEs, business partners) and facilitate engagement overview meetings to align on structure, objectives, and next steps.

Oversee Request Management and Documentation: Ingest, assign, and track initial requests/ARs in AERO, document key themes and insights from engagements, and package responses for Regulatory Relations and Audit.

Drive Toward Timely Completion and Delivery: Track, communicate, and escalate key internal dates for on time submission/delivery to Regulatory Relations or Audit.

Facilitate Reporting and Analytics: Support the gathering of insights and data, prepare written reports, and deliver oral presentations on identified issues and recommended remediation actions.

Cook up Internal Processes and Governance: Develop, coordinate, and mature internal processes and program governance, ensuring the efficiency and sustainability of key programs and initiatives.

Resolve Impediments and Support Organizational Priorities: Resolve or escalate impediments to deliver on top priorities in a timely and efficient manner, and assist in managing key deliverables across various initiatives.

Qualifications

  • High School Diploma, GED, or equivalent
  • At least 3 years of Risk Management experience
  • At least 2 years of Project Management experience
  • At least 2 years of experience supporting, partnering and interacting with internal business clients
  • At least 1 year of experience reporting and analyzing data

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