Principal Auditor - Global Payment Network (Hybrid)

About the role

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

As a member of the Audit team, the candidate will focus on audits within Capital One’s Global Payment Network. Ideal teammates are critical thinkers who seek to understand the business and its control environment, believe insight and objectivity are core elements to providing assurance, possess a relentless focus on quality and timeliness, adapt to change, embrace bold ideas, and are intellectually curious. They develop influential relationships based on shared risk objectives and trust, leverage data analytics and technical expertise, and have a passion for coaching and investing in their team.

Responsibilities

• Lead small audits, or own completion of significant components of larger audits related to the payment network.
• Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks.
• Design and execute appropriate audit procedures to verify the effectiveness of internal controls.
• Document auditee processes and procedures, review and analyze evidence, and identify potential issues.
• Prepare clear, organized, and complete documentation to support work performed, including draft findings.
• Establish and maintain good client and team relations during engagements.
• Effectively communicate information and audit progress to team, clients and auditor-in-charge.
• Self-prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results.
• Proactively take on additional work to support the team when possible.
• Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires.

Qualifications

Basic Qualifications

• Bachelor's Degree or military experience
• At least 3 years of experience in auditing, accounting, financial analysis, compliance, or a combination

Preferred Qualifications

• 2+ years of experience in leading audits and performing in the role of auditor-in-charge
• 2+ years of experience in payment networks
• 2+ years of experience in banking or financial services
• 1+ years of experience in performing data analysis in support of internal auditing
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification

Pay

The minimum and maximum full-time annual salaries for this role are listed below, by location:

• Charlotte, NC: $109,900 - $125,400
• McLean, VA: $120,800 - $137,900
• New York, NY: $131,800 - $150,500
• Plano, TX: $109,900 - $125,400
• Richmond, VA: $109,900 - $125,400
• Riverwoods, IL: $109,900 - $125,400

Candidates hired to work in other locations will be subject to the pay range associated with that location. This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI).

Benefits

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

Schedule

This role is hybrid, meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.