Principal Auditor - Finance

About the role

Capital One is seeking an energetic, self-motivated Principal Auditor to assist in the development and execution of audit plans for Finance business. The candidate will primarily focus on audits related to accounting, regulatory reporting, market and liquidity risks, counterparty credit risks, and other risks in treasury and balance sheet management.

Responsibilities

• Lead small audits, or own completion of significant components of larger audits
• Develop engagement planning documentation for assigned areas, communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks
• Design and execute appropriate audit procedures to verify the effectiveness of internal controls. Document auditee processes and procedures, review and analyze evidence, and identify potential gaps
• Prepare clear, organized, and complete documentation to support work performed, including draft findings
• Establish and maintain strong, collaborative relationships with stakeholders and team members throughout each engagement. Effectively communicate information and audit progress to team, stakeholders, and auditor-in-charge
• Prioritize and effectively plan your own work activities, manage multiple priorities and tasks across the team to deliver quality results. Proactively take on additional work to support the team when possible
• Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires

Qualifications

• Bachelor's Degree or military experience
• At least 4 years of experience in auditing, in accounting, in financial analysis, in compliance, or a combination
• Preferred qualifications include at least 5 years of experience in auditing, in accounting, in financial analysis, in compliance, or a combination
• 2+ years of experience in banking or in financial services
• 1+ years of experience in performing data analysis in support of internal auditing
• A Master’s Degree in Accounting, Master’s Degree in Finance, or Master of Business Administration
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), or relevant certification

Benefits

This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. The minimum and maximum full-time annual salaries for this role are listed below, by location.

• McLean, VA: $120,800 - $137,900 for Principal Auditor
• New York, NY: $131,800 - $150,500 for Principal Auditor
• Plano, TX: $109,900 - $125,400 for Principal Auditor
• Richmond, VA: $109,900 - $125,400 for Principal Auditor

Pay

This role is eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI).

Schedule

This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting.