Principal Auditor - Finance

About the role

Capital One is seeking a Principal Auditor to assist in the development and execution of audit plans for Finance business. The role involves audits related to accounting, regulatory reporting, market and liquidity risks, counterparty credit risks, and treasury and balance sheet management.

Responsibilities

• Lead small audits or own completion of significant components of larger audits
• Develop engagement planning documentation, communicate rationale for scoping decisions, and design audit programs
• Execute appropriate audit procedures to verify the effectiveness of internal controls
• Document auditee processes and procedures, review and analyze evidence, and identify potential gaps
• Prepare clear, organized, and complete documentation to support work performed, including draft findings
• Prioritize and manage multiple priorities and tasks across the team to deliver quality results
• Proactively take on additional work to support the team when possible
• Coach, train, and provide feedback to audit staff, including junior associates and recent hires

Requirements

• Bachelor's Degree or military experience
• At least 4 years of experience in auditing, accounting, financial analysis, compliance, or a combination

Preferred Qualifications

• At least 5 years of experience in auditing, accounting, financial analysis, compliance, or a combination
• 2+ years of experience in banking or financial services
• 1+ years of experience in performing data analysis in support of internal auditing
• A Master’s Degree in Accounting, Finance, or Business Administration
• Certified Internal Auditor (CIA), CPA, CFA, FRM, or relevant certification

Benefits

This role is hybrid, with 3 days per week spent in-person at one of the following locations: McLean, VA; New York, NY; Plano, TX; Richmond, VA. The minimum and maximum full-time annual salaries for this role are provided by location.

Pay

The minimum and maximum full-time annual salaries for this role are provided by location. Candidates hired to work in other locations will be subject to the pay range associated with that location.

Schedule

This role is hybrid, with 3 days per week spent in-person at one of the following locations: McLean, VA; New York, NY; Plano, TX; Richmond, VA.

Skills

You are a critical thinker who seeks to understand the business and its control environment. You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes. You possess a relentless focus on quality and timeliness, adapt to change, embrace bold ideas, and are intellectually curious. You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition. You leverage the power of data analytics and further your technical expertise. You are a teacher, do the right thing, lead by example, and invest in the betterment of your team. You lead through change with candor and optimism, creating energy and an environment that fosters trust, collaboration, and belonging.

Qualifications

• Bachelor's Degree or military experience
• At least 4 years of experience in auditing, accounting, financial analysis, compliance, or a combination