Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid)

About the role

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

Responsibilities

• Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas.
• Help to implement the team's strategic imperatives/priorities.
• Establish and build working relationships with internal and external management.
• Provide significant input into the development of the annual audit plan.
• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
• Communicate the results of audit projects to management (written reports/oral presentations).
• Manage staff during audit engagements and provide feedback on work performed.

Qualifications

• Bachelor’s Degree or military experience
• At least 4 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance.
• At least 1 year of experience in leading audit engagements or in project management

Preferred Qualifications

• Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, or Master of Business Administration
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification
• At least 3 years of experience in corporate compliance
• 4+ years of experience in banking or the financial services industry
• 1+ years of experience with data analytics tools in support of internal audit
• 1+ years of experience with privacy compliance in the financial services industry

Pay

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Schedule

This role is hybrid meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.