Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid)

About the role

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations.

Responsibilities

• Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas.
• Help to implement the team's strategic imperatives/priorities.
• Establish and build working relationships with internal and external management.
• Provide significant input into the development of the annual audit plan.
• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
• Communicate the results of audit projects to management (written reports/oral presentations).
• Manage staff during audit engagements and provide feedback on work performed.

Qualifications

• Bachelor’s Degree or military experience
• At least 4 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance
• At least 1 year of experience in leading audit engagements or in project management

Preferred Qualifications

• Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, or Master of Business Administration
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification
• At least 3 years of experience in corporate compliance
• 4+ years of experience in banking or the financial services industry
• 1+ years of experience with data analytics tools in support of internal audit
• 1+ years of experience with privacy compliance in the financial services industry

Pay

Salaries for this role are listed below, by location:

• Charlotte, NC: $109,900 - $125,400 for Principal Auditor
• Chicago, IL: $109,900 - $125,400 for Principal Auditor
• Mclean, VA: $120,800 - $137,900 for Principal Auditor
• New York, NY: $131,800 - $150,500 for Principal Auditor
• Plano, TX: $109,900 - $125,400 for Principal Auditor
• Richmond, VA: $109,900 - $125,400 for Principal Auditor
• Riverwoods, IL: $109,900 - $125,400 for Principal Auditor

Schedule

This role is hybrid meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.