Operations Analyst – SSL

About the role

We are currently looking for the ideal candidate to support Securities Operations and focus on client relationships and end-to-end trade lifecycle including middle and back-office support across products such as Asset Backed, preferred, equity linked options.

Requirements

• Hands on experience with brokerage back-office functions such as Corporate Actions, Income Processing, Margin, Settlements (Foreign/Domestic)
• Cost Basis
• Mutual Funds
• Complex Equity Options
• Monitor and research client trading activity
• Customer valuations, pricing and data quality control
• Current in-depth knowledge and experience with the Broadridge BPS functionality

Qualifications

• Self-clearing Broker Dealer or Custodian experience
• Operational controls and oversight monitoring
• Risk management or audit experience
• Professionally reply to internal and external inquiries
• Good working knowledge of Microsoft Office Word / Enhanced Excel (V-Lookup, Macro)
• FINRA Series 99 registration or higher, preferred

Workplace setting and schedule

5 days onsite, New York, NY
Monday – Friday from 9:00am to 5:00pm

Safra National Bank is an Equal Employment Opportunity