Markets E-Trading Risk & Controls Senior Vice President

Key Responsibilities

• Real-Time Monitoring of Citi’s algorithmic trading activities for signs of disorderly trading from a cross-asset perspective
• Governance and oversight of E-Trading businesses across Markets, including annual attestation/review of key E-Trading documentation, and Market Access Rule for the US
• Project management of key markets-wide E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings
• Design, deliver, and maintain Market’s E-Trading Controls, such as Citi’s golden-source repository for E-Trading Strategies (algorithms)/Applications and the E-Trading limits management system
• Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses to findings and corrective action plans (as needed)

Qualifications

• Subject matter expertise with Electronic Trading Risks, Controls and North American Market Structure
• Significant experience with using data analytics and various visualization tools
• 10+ years relevant work experience in Business Risk & Controls, Compliance or Audit in a Markets Business
• Deep knowledge of E-Trading regulation and guidance and best practices
• Experience with designing and managing centralized E-Trading tools (limit databases, risk and control inventories) from a technical and project delivery perspective
• Consistently demonstrates clear and concise written and verbal communication skills
• Effective organizational influencing skills required
• Excellent problem-solving skills
• Able to see the big picture with high attention to critical detail
• Demonstrated ability to develop and implement strategy and process improvement initiatives