IT Compliance Specialist

Core Responsibilities

• Execute and support compliance programs to ensure adherence to regulatory, security, and internal control requirements
• Perform SOX ITGC and ITAC testing, including access management, change management, system operations, automated controls, and key application controls
• Support and coordinate AOSSP compliance activities, assessments, evidence collection, and remediation tracking
• Support SWIFT-related compliance activities, testing, and documentation requirements
• Develop, document, and execute detailed test plans, testing procedures, and validation activities
• Evaluate control design and operating effectiveness, identify gaps, and document findings and remediation requirements
• Capture and track user access review campaigns and certification activities across multiple systems and applications
• Track compliance activities, remediation efforts, testing status, audit issues, and action items through completion using defined metrics, reporting standards, and prescribed timelines
• Support automation of control testing activities and implementation of Continuous Control Monitoring (CCM) capabilities where applicable
• Leverage AI and emerging technologies to improve testing processes, evidence collection, reporting, and operational efficiency
• Identify opportunities to improve compliance processes, automation, reporting, and operational efficiency
• Maintain accurate compliance documentation, metrics reporting, testing evidence, and audit-ready artifacts

Requirements

• 5+ years of experience in IT Compliance, IT Audit, Risk Management, or related areas
• Strong hands-on experience with:
• SOX compliance
• ITGC and ITAC testing
• AOSSP compliance activities
• SWIFT compliance activities
• Access governance and certification campaigns
• Test plan development and execution
• Metrics tracking and reporting
• Control documentation and evidence review

Skills

• Demonstrated ability to independently manage projects, remediation efforts, deliverables, and competing priorities simultaneously
• Experience automating control testing and/or implementing Continuous Control Monitoring (CCM)
• Experience leveraging AI and emerging technologies to improve testing processes, compliance reporting, and operational efficiency
• Experience with IAM, cybersecurity, or financial systems environments
• Familiarity with AuditBoard, ServiceNow, Archer, SailPoint, or similar governance/compliance tools
• Understanding of regulatory frameworks and industry standards
• Professional certifications such as CISA, CRISC, CISSP, or CPA are preferred

Benefits

• Medical, Dental, & Vision Insurance Plans
• Employee-Owned Profit Sharing (ESOP)
• 401K offered