Investment Trader

About the role

This position will play a crucial role in executing trades, managing Integrity Wealth’s proprietary investment lineup and optimizing the investment with various securities. The Advisory Trader requires strong analytical skills and market knowledge, with a solid foundation in financial concepts, risk management and financial software.

Responsibilities

• Collaborate with the portfolio management team to assist in model changes and implementation.
• Research market trends, current investment conditions and governing regulations.
• Maintain daily oversight of the Integrity Wealth internal and sub-advised investment portfolio offerings.
• Duties include reviewing all newly opened and funded accounts through Schwab, Fidelity, and Pershing.
• Process all daily account rebalances and portfolio rebalances as needed utilizing firm trading software.
• Oversee and execute buy and sell orders for various securities, including stocks, bonds and derivatives.
• Process post-execution recon and handle the operation/administrative duties associated with trades needing attention.
• Facilitate any trade error corrections and identify the proper teams for any follow-up items.
• Communicate with various team members and stakeholders regarding investment strategies and portfolio performance.
• Work with the Compliance Department as needed to address regulatory concerns or improper sales practices.
• Other duties as assigned.

Requirements

• Must display Core Values
• Advanced technical knowledge and advanced understanding of broker-dealer and RIA business processes
• Strong attention to detail
• Product knowledge in managed accounts, securities, and trading systems
• Strong conceptual skills with an ability to deliver big ideas that drive results
• Exceptional written and verbal communication skills
• 2-3 years of financial services experience in a trading, operations, or client support role.
• 1 year experience with trading equities, fixed income and bonds, structured products and various other electronically traded securities.
• Four-year college or university degree in Finance, Economics or related field; or equivalent combination of education and experience.
• Licensing: FINRA Series 7. Series 65/66 required within 6 months.

Qualifications

• Must display Core Values
• Advanced technical knowledge and advanced understanding of broker-dealer and RIA business processes
• Strong attention to detail
• Product knowledge in managed accounts, securities, and trading systems
• Strong conceptual skills with an ability to deliver big ideas that drive results
• Exceptional written and verbal communication skills
• 2-3 years of financial services experience in a trading, operations, or client support role.
• 1 year experience with trading equities, fixed income and bonds, structured products and various other electronically traded securities.
• Four-year college or university degree in Finance, Economics or related field; or equivalent combination of education and experience.
• Licensing: FINRA Series 7. Series 65/66 required within 6 months.