Investment Specialist

About the role

Join a high-performing team that partners closely with clients through important life events while providing the training, support, and long-term career growth often missing in sales-driven environments. Join a collaborative, high-performing team that values supporting one another while delivering exceptional client service. Build expertise in retirement plans, investments, wealth transfer, and beneficiary services while working directly with clients. Enjoy strong benefits, career development opportunities, and the chance to make a meaningful impact during important life events. Work for an organization that embraces a "have fun" culture while maintaining a strong commitment to client service.

Key Responsibilities

• Serve as a trusted resource for clients by answering questions related to IRAs, 403(b) plans, investment allocations, distributions, and account transfers.
• Guide clients through retirement planning, wealth transfer, beneficiary claims, and other sensitive financial situations with empathy and professionalism.
• Process asset transfers, exchanges, and account updates while ensuring compliance with IRS and plan-specific regulations.
• Meet with clients virtually and in person to discuss retirement savings and distribution options.
• Support special projects, regulatory updates, process improvements, and collaboration across service, advisory, and field consulting teams.

Qualifications

• FINRA licensing required, including SIE, Series 6, Series 63, and Wisconsin Life Insurance License.
• Candidates who are partially licensed may be considered based on exam progress and recent testing history.
• 1-2 years of customer service, financial services, banking, insurance, or sales experience.
• Associate's or Bachelor's degree in Business, Finance, or a related field.

Pay

Target Compensation: $60,000 - $67,000 + Bonus