Investment Due Diligence Specialist

Primary Responsibilities

• Conduct thorough research on all potential products
• Develop recommendations for products to the Investment and Risk committee
• Analyze product details, financial statements, and legal documents to assess all potential risks to adding a product to the platform
• Collaborate with various third-party vendors and internal stakeholders to develop necessary documentation for all decisions
• Maintain an internal tracking process of all Due Diligence decisions for Integrity Wealth
• Create and manage a database and files for various products
• Conduct annual due diligence for all approved products on the Integrity platform

Primary Skills & Requirements

• Bachelor’s degree from four-year college in related field, 5-7 years related experience or equivalent combination of education and experience
• 4+ years of experience supporting investment products within a Broker-Dealer, RIA or Insurance Organization
• 2+ years of experience in due diligence support or analyzing investment products
• Knowledge of back-office systems and custodians within a Broker-Dealer and RIAT
• Travel up to 15%
• Microsoft Access experience
• Series 6, 7 and 65/66 preferred. Candidates without must obtain within 12 months of employment.

About Integrity

Integrity is one of the nation’s leading independent distributors of life, health and wealth insurance products. With a strong insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike. Integrity is driven by a singular purpose: to help people protect their life, health and wealth so they can prepare for the good days ahead. Integrity offers you the opportunity to start a career in a family-like environment that is rewarding and cutting edge. Why? Because we put our people first!

Why Join Integrity?

Joining us means being part of a hyper-growth company with tons of professional opportunities for you to accelerate your career. Integrity offers our people a competitive compensation package, including benefits that make work more fun and give you and your family peace of mind.

About the Role

Excellent opportunity to join a successful, well-established company looking to grow to the next level. The Investment Due Diligence Specialist will be responsible for conducting due diligence on all investment products added to the Integrity Wealth Platform. This position will conduct research, analyze financial data, and prepare recommendations for the Integrity Wealth Investment and Risk committee.