Internal Auditor

Responsibilities

• Administer and monitor programs in a professional manner to ensure the financial institution (which includes the wealth management and trust division) complies with applicable laws, regulations, rules, and policies.
• Conduct ongoing audit and compliance review procedures and activities for financial institution branches, divisions, and departments.
• Discuss internal audit and compliance review findings with Senior Management and prepare and submit written reports of internal audit and compliance reviews to the Audit Committee at least quarterly, including findings, analysis, conclusions, and recommended actions.
• Provide guidance and assistance in the development and implementation of new or revised policies, methods and procedures of the financial institution and its departments.
• Conduct and/or coordinate investigations of alleged or possible instances of fraudulent, illegal, or improper activities that could cause loss or claims against the financial institution.
• Assist with requests during external independent audits and regulatory examinations.
• Maintain a working knowledge of relevant legislation; federal and state banking laws and regulations; supervisory policy and guidance issuances from applicable regulatory authorities; and report important developments to Senior Management and applicable personnel.
• Perform a daily review of general ledger entries (on-line), insufficient funds items, account overdrafts, dormant account changes, computer security violations, and unposted items.
• Participate in projects and tasks as assigned by the Board or Senior Management.

Qualifications

• Bachelor's Degree or relevant experience and responsible work in a financial institution
• Good verbal and written communication skills and an ability to maintain satisfactory relationships with those you audit.