Internal Audit, Professional Practices, Associate, Dallas

Responsibilities

• Executing high-quality independent reviews of the department’s audit assurance work to continuously assess IA’s compliance with Internal Audit Methodology, regulatory expectations and professional standards
• Conducting targeted thematic reviews of Internal Audit’s processes to identify opportunities for enhancement and standardization
• Supporting the identification, management and development of work to improve and innovate our audit practices, methodology and processes to optimize the efficiency and effectiveness with which assurance work is executed, keeping ahead of industry expectations
• Developing engaging and effective communication tools and content to share best practices and keep stakeholders up-to-date on PPG related topics
• Supporting internal auditors with day-to-day support, advice and guidance on PPG topics including methodology and quality assurance
• Developing and delivering auditing and methodology skills training to continuously enhance the capability of Internal Audit

Requirements

• 3 - 8 years of experience in a public accounting or internal audit role within the financial services industry
• Experience in auditing business and/or technology controls or experience in a professional practice or audit policy and methodology role, with exposure to regulated financial services environment
• A strong understanding of risk and control
• Problem solving - Solid attention to detail/analytical skills with the ability to diagnose root cause and creatively identify solutions
• Adaptability to changing factors, conditions and environments
• Team-oriented collaboration skills with a strong sense of ownership and accountability
• Strong interpersonal and and communication (written and verbal) skills
• Ability to manage multiple tasks and work well under pressure

Qualifications

• 4-year degree in a finance, accounting, or quantitative discipline
• CPA, CISA, CIA or similar professional certification is strongly preferred

Skills

• Experience in auditing business and/or technology controls or experience in a professional practice or audit policy and methodology role, with exposure to regulated financial services environment
• A strong understanding of risk and control
• Problem solving - Solid attention to detail/analytical skills with the ability to diagnose root cause and creatively identify solutions
• Adaptability to changing factors, conditions and environments
• Team-oriented collaboration skills with a strong sense of ownership and accountability
• Strong interpersonal and and communication (written and verbal) skills
• Ability to manage multiple tasks and work well under pressure

About the Role

Internal Audit at Goldman Sachs ensures that the firm maintains effective controls by assessing the reliability of financial reports, monitoring compliance with laws and regulations, and advising management on control solutions. The role offers unique insights into the financial industry and its products and operations.

Professional Practice Group (PPG)

The PPG team includes quality assurance, practices, learning and development, and transformation activities. Key skills include critical thinking, problem-solving, communication, collaboration, creativity, and adaptability.