Internal Audit-Dallas-Senior Analyst-Controllers & Tax

Responsibilities

• Develop and maintain a good understanding of business areas, its products, and supporting functions
• Assists the project manager in planning the scope of the audit, conducting walkthroughs and discussing with various teams to execute the audit scope and discuss results of the audit with the firm's local and global management
• Execute audit deliverables through effective time management and documentation meets high quality standards, in accordance with the internal audit methodology of the department
• Identify risks, assess mitigating controls, and make recommendations on improving the control environment
• Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients
• Monitor and follow up with management on the resolution of the open audit findings and maintains stakeholder relationship to monitor risk

Qualifications

• Strong interpersonal, and relationship management skills
• Good technical knowledge of relevant product areas
• Experience in team work and adaptable to differential ways of working
• Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
• 1-3 years of experience in a public accounting, independent validation function or internal audit role within the financial services industry or a related control function
• 4-year degree in a finance, accounting
• Relevant certification or industry accreditation (e.g., CPA, CFA, CIA) is a plus
• Good understanding of financial concepts and/or operations related to controllers and tax functions
• Knowledge in any of the following areas are preferred: Basel regulatory requirements, CCAR regulatory requirements, SEC US GAAP accounting Recovery and Resolution regulatory requirements Controls surrounding regulatory reporting, legal entity reporting, financial reporting and/or tax reporting
• Able to self-direct, analyze and evaluate and form independent judgments
• Able to effectively interact and build relationships with senior management and global stakeholders
• Commercially savvy with ability to exercise discretion with respect to highly confidential/sensitive information
• Integrity, ethical standards and sound judgment