Internal Audit Manager - Vice President - Commercial & Investment Bank Finance

Job Responsibilities

Lead a variety of audit activities (e.g., audits, change activities, regulatory issue validations, risk assessments), including planning, testing, risk and control evaluation, issue dimensioning and report drafting while ensuring audit activities are completed timely and within budget
Proactively collaborate with other teams within Internal Audit, including the Technology, Data Analytics, Regional and Line of Business Audit teams.
Finalize audit findings and use risk-based judgment to provide an overall opinion on the control environment and communicate results to senior management
Stay up-to-date with industry trends, regulatory developments and emerging risks to drive robust ongoing audit coverage and provide thought leadership

Required Qualifications, Capabilities, And Skills

• 7+ years of internal or external auditing experience, or relevant business experience
• Bachelor's degree (or relevant financial services experience)
• Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner
• Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management and establish credibility
• Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
• Enthusiastic, self-motivated, strong interest in learning, effective under pressure and willing to take personal responsibility/accountability
• Flexible to changing business priorities and ability to multitask in a constantly changing environment

Preferred Qualifications, Capabilities, And Skills

• Professional certification (CPA or CIA), or degree in Finance or Accounting with willingness to pursue Professional certification
• Prior experience with capital planning (CCAR), broker-dealer and bank regulatory reporting, and Treasury/liquidity reporting processes
• Prior experience with external audit or internal audit in the financial services industry