Internal Audit Analyst-Capital Markets

About the role

As an Internal Audit Analyst-Capital Markets, you will provide coverage support for multiple businesses within RBC Capital Markets US primarily performing internal audit projects in a team-based environment to assess the effectiveness of internal controls and compliance with governmental regulations and may be asked to support continuous risk monitoring activities.

Responsibilities

• Support internal audit coverage of the Capital Markets U.S. business with specialization of one or more underlying business units.
• Work in a team-based environment performing detailed audit steps including walkthroughs, sampling, design assessments and operational effectiveness testing of key controls.
• Ensure audits steps adhere to RBC internal audit methodology and the Institute of Internal Auditors Professional Practices Framework.
• Identify high value audit observations and working with audit management to communicate and gain agreement with audit stakeholders.
• Document findings and assess general impact on potential consequences of recommendations.
• Participate in complex and confidential/special audit projects enterprise wide as requested by RBC senior management.
• Ensure appropriate working paper evidence of findings is maintained.
• Support continuous monitoring activities including reviewing relevant data and attending meetings with key stakeholders.
• Support other internal Audit groups in execution of their audit plans as necessary.

Requirements

• University degree (preferably in a related field such as accounting or finance).
• Proven ability to produce well written work products and effective communication along with value added observations/recommendations.
• Highly proficient in the use of Microsoft Excel, Word and PowerPoint.
• Strong problem solving and negotiating skills to mitigate conflicts arising from difficult situations.
• Proficient time management, organizational, and project management skills with ability to pivot when working on multiple deliverables with tight deadlines.

Qualifications

• Experience in financial services internal audit (preferably Banking).
• Working knowledge of Capital Markets lines of business (e.g., Global Markets, Investment Banking, Cash Management