Global Banking & Markets Operations, Regulatory Reporting, Dallas, Associate

About the Role

We’re looking for a professional individual who wants to apply their financial market knowledge and develop their understanding of regulatory reform at the heart of the financial markets. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have the platform to significantly impact their environment and the wider business. Our team is seeking a professional who will collaborate with multiple stakeholders to improve the firm's compliance rates across obligations.

Responsibilities

• Perform effective risk management in reporting time-sensitive regulatory reporting accurately, completely, and timely.
• Develop expert knowledge pertaining to regulatory requirements, processes, and systems for a number of non-financial regulatory reporting regimes in North America.
• Perform daily analysis on data and pursue problem resolution while improving processes.
• Investigate, remediate, and provide supervisory guidance on issues with these reports and develop control improvements.
• Work on controls of data integrity and completeness through collaboration with Engineering and Operations teams.
• Provide oversight of the impact assessments done on these reports for new markets, new products, business reorganizations, system changes, and new/changed regulations.
• Drive improvement of processes, procedures, and outputs through automation and the adoption of AI-led data analytics to enhance accuracy, scalability, and control effectiveness.
• Contribute to strategic initiatives from idea creation to implementation, working with various Technology and team stakeholders.
• Work with Legal, Compliance, Technology, other Operations groups, and various Business units on change programs and issue resolution.
• Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm’s adherence to its reporting obligations.
• Be flexible to contribute to other activities within the group where necessary, e.g., daily report production.

Qualifications

• Bachelor’s degree required.
• Preferred 2-3 years of work experience in the Financial or Business Industry.
• Professional experience may have included past responsibility for audit/analysis, compliance, business support, daily processing, project management, risk management, and implementation of strategic operational plans.
• Proficient in the use of MS Office and Data analytics tools (e.g., Alteryx) with experience leveraging AI solutions (e.g., Copilot).
• Analytical thinker with the ability to generate innovative ideas and translate strategy to execution.
• Problem-solving and documentation skills with an ability to understand complex workflows.
• Preferred experience with securities trading flows, regulatory obligations, and project/JIRA management.
• Candidate must be proactive, enthusiastic, and team-oriented.
• Accuracy, analytical ability, and attention to detail.
• Effective time management and risk awareness.
• Ability to think strategically and contribute to department and division-wide initiatives.
• Strong written and verbal communication skills.
• Proven ability to organize and prioritize workload and drive results.
• Ability to learn quickly and adapt to new changes and new challenges.
• Control or project management capabilities in design, testing, and execution.
• Ideally, experience with financial products/functions including data analysis, Regulatory Reporting, trading flows, and compliance.

About Goldman Sachs

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness, and personal finance offerings and mindfulness programs.