Financial Services Regulatory & Compliance Associate (Senior Level)

About the role

This role will provide business-aligned guidance focused on governance, compliance, and operational risk management. You will partner with leaders, compliance stakeholders, and cross-functional teams to translate complex issues into practical recommendations. The position offers the opportunity to strengthen responsible execution, improve decision-making, and support sustainable growth within a Legal & Accounting environment.

Location: Dallas, TX - US based candidates only, no visa sponsorship available.

Responsibilities

• Conduct comprehensive research and analysis on financial compliance regulations
• Provide legal guidance on licensing/chartering for financial institutions
• Evaluate compliance protocols for money services businesses and payment systems
• Assist in managing third-party risk assessments and compliance strategies
• Draft and review legal documents related to financial transactions and regulatory compliance

Requirements

• Minimum 6 years of financial services regulatory and compliance experience, particularly in banking and FinTech
• Expertise in licensing/chartering and knowledge of financial services laws (BSA/AML, sanctions)
• Experience with third-party risk management and consumer compliance is essential
• Strong academic background with robust legal research, analysis, and writing skills
• Attention to detail with a proactive, diligent, and client-oriented mindset
• Admission to or eligibility for admission in relevant jurisdiction is required

Fluency in Spanish is a plus, enhancing communication with diverse clients.

Pay

$260,000 – $365,000 annually

Benefits

• Health insurance with optional Health Savings Account (HSA)
• Short term and long term disability insurance options
• Dental and vision care coverage included
• Life insurance and various flexible spending accounts available
• 401K retirement plan with company match options
• Generous vacation and sick leave policies
• Employee assistance program for personal support
• Additional voluntary insurance programs for accidents, critical illness, and pet care
• Commuter and transit benefits available in select markets