Financial Services Partner/Of Counsel

Responsibilities

• Manage arbitration/litigation/regulatory matters from inception through resolution.
• Communicate directly with clients, providing strategic guidance and regular case updates.
• Collaborate with attorneys across offices and practice groups on financial services matters.
• Consult with clients on compliance issues to assist firms and individuals in meeting their legal and regulatory requirements.

Qualifications

• Admission to practice in Florida preferred.
• 10+ years of Financial Services Litigation experience.
• Strong analytical, writing, research, and communication skills.
• Ability to independently manage multiple matters in a fast-paced environment.
• Excellent organizational, case management, and interpersonal skills.

Preferred Experience

• Experience handling FINRA, AAA, and other arbitration proceedings, including customer and intra-industry disputes, on behalf of broker-dealers, investment advisors, and other financial services professionals.
• Experience responding to FINRA, SEC and state regulatory investigations and enforcement actions.
• Experience defending financial services professionals in state and federal court actions.
• Experience representing insurance agents in professional liability claims in state and federal courts and arbitration proceedings.

Pay

Competitive compensation and comprehensive benefits package.

Schedule

Flexible work arrangements, including hybrid and fully remote options.