Financial Crimes Compliance Officer

Responsibilities

• Support the execution and enhancement of Allspring's AML, sanctions, fraud, and anti-bribery and corruption compliance programs.
• Review, investigate, and disposition financial crimes-related alerts and escalations, including sanctions screening matches, suspicious activity, adverse media, fraud concerns, and customer due diligence matters.
• Conduct financial crimes risk assessments, monitoring activities, and targeted reviews to identify emerging risks and control enhancements.
• Assist with the development, maintenance, and enhancement of financial crimes policies, procedures, standards, and related governance documentation.
• Evaluate the effectiveness of financial crimes controls through testing, issue reviews, audit support, and ongoing monitoring activities.
• Support transaction monitoring, investigations, suspicious activity assessments, and related financial crimes compliance activities, including documenting findings and preparing regulatory or internal reporting as appropriate.
• Partner with business, operational, legal, and compliance stakeholders to address financial crimes risks and support escalations.
• Support audit, regulatory examination, and internal review activities by preparing materials, responding to information requests, and assisting with remediation efforts.

Qualifications

• 5+ years of experience in AML, sanctions compliance, KYC/CDD, financial crimes investigations, compliance testing, or related financial crimes compliance functions.
• Experience applying risk-based judgment to investigate, assess, and resolve financial crimes compliance matters.
• Knowledge of AML, sanctions, and related financial crimes regulatory requirements.
• Experience developing, implementing, or enhancing policies, procedures, controls, or governance frameworks.
• Strong analytical, investigative, and problem-solving skills.
• Excellent written and verbal communication skills with the ability to communicate complex issues to diverse audiences.
• Remain in stationary position for prolonged periods of time.
• Ability to communicate effectively with audiences in person and in electronic formats.
• Ability to work in a collaborative business environment in close quarters with peers and varying interruptions.