Financial Advisory - Support Advisor

What You’ll Do

• Attend client meetings and take extensive notes
• Analyze client information, prepare reports and presentations, and manage reports in portfolio management systems such as Albridge, eMoney, and Envestnet
• Answer basic investment and financial planning questions for clients
• Enter information into financial planning software (eMoney) and prepare draft plans
• Analyze asset allocation and generate rebalancing trades
• Research products, investment managers, services, and pricing; contact carriers for information
• Create custom reports for analyzing purchase decisions or planning scenarios
• Interface with the broker-dealer or custodian to obtain information or account data and convey service requests
• Maintain information related to duties in CRM
• Forward complaints to the compliance department and maintain records for auditing
• Maintain detailed records, communicate effectively with teams, and address compliance risks analytically
• Assist clients with online access

What You Bring

• Series 7, Series 65 and Series 63 or Series 66, required
• 2-5 years in a similar role and minimum of 3 years’ financial services industry experience is required
• Undergraduate degree preferred
• Strong verbal and written communication skills; positive, professional phone presence
• Excellent attention to detail and ability to manage multiple priorities effectively
• Understanding of investment products and portfolio construction
• Proficiency in Microsoft Office (Word, Excel, Outlook, SharePoint)
• A forward-thinking, problem-solving mindset with the ability to anticipate client and team needs
• Client-first attitude and commitment to delivering exceptional service

Benefits

• Competitive pay and benefits with a large employer (over 1600 employees nationwide)
• 401(k), health insurance, and a competitive benefits package
• Opportunities for training, development, and long-term growth within the firm
• Tuition reimbursement for qualified expenses