Financial Advisor Series 7, 65 or 66

About the role

The successful candidate will join a dynamic and growing investment banking firm, San Blas Securities, as a Financial Advisor Series 7, 65, or 66. This is a remote position offering competitive compensation and benefits.

Responsibilities

• Build and manage a portfolio of institutional clients
• Provide comprehensive financial planning and advisory services
• Leverage existing client relationships
• Generate new business through networking and marketing efforts
• Adhere to regulatory requirements and maintain compliance

Requirements

• Proven track record of success in financial advising
• Series 7 (6) and 65 or 66 licenses required
• At least 5 years of relevant experience
• Self-starter with strong work ethic and ability to work independently
• Portable existing client relationships

Qualifications

• Strong communication and interpersonal skills
• Ability to build and maintain professional relationships
• Knowledge of financial products and services
• Experience with financial planning software

Skills

• Exceptional communication and interpersonal skills
• Strong organizational and time management skills
• Ability to work independently and manage multiple tasks
• Proficiency with financial planning software

Benefits

• Competitive commission-based compensation package
• Onboarding incentives including upfront forgivable transition loans
• Highly competitive payouts (80% to 90%+ for independents)
• Top-tier clearing, custody, and technology
• Fees such as E&O, Technology, and Tickets below industry norm

Pay

• Competitive commission-based compensation package

Schedule

• Remote (work from home/own office)

Application

To apply for this position, please visit our website and submit your application.