Financial Advisor

Career Paths

• Advisor Development Track

  • Compensation: Base Salary: $75,000–$90,000, Performance Bonuses, Total Compensation Potential: Up to $250,000+ annually
  • What You’ll Gain: Direct mentorship from a senior advisor, hands-on development with high-net-worth clientele, structured growth and career advancement, access to sophisticated planning strategies and proprietary tools

• Independent Advisor Channel

  • Compensation: 80%–85% Commission Payout, Total Compensation Potential: $325,000–$450,000+ annually
  • Firm Support Includes: Dedicated support staff, marketing and branding support, advanced training and development, state-of-the-art technology and practice management tools, E&O insurance coverage, travel expense reimbursement, full operational infrastructure

Benefits & Advantages

• Outstanding collaborative culture
• Elite wealth management platform
• Cutting-edge technology and planning tools
• Competitive compensation structure
• Uncapped monthly bonus opportunities
• Comprehensive benefits package including:
• Health insurance
• Retail benefits
• Life insurance
• Long-term disability coverage
• Superior succession and retirement transition strategies
• Long-term career growth and leadership opportunities
• Ongoing coaching, mentorship, and professional development

Requirements

• Minimum Qualifications:
• 3–5 years of financial advisory experience
• Demonstrated success working with high-net-worth clients
• Existing book of business with approximately $25M–$50M in AUM
• FINRA Series 7 License
• Series 63 or 66
• Series 65 or 66
• Active State Insurance Licenses:
• Health
• Life
• Variable Products
• Required Qualifications:
• Four-year college degree or equivalent experience
• Legally authorized to work in the United States without sponsorship
• Entrepreneurial mindset with strong business development capabilities
• Desire to grow within a coaching and peer-learning environment
• Proven track record of consistent production and client retention
• Strong interpersonal, relationship-building, and communication skills

Apply Today

If you are ready to take your advisory career to the next level with the support of a top-tier investment banking and wealth management platform, we encourage you to apply confidentially today. Send resume and LinkedIn profile to: shawnspaldingrecruitment@gmail.com