Financial Advisor

Responsibilities

• Build and nurture relationships with clients, providing exceptional service and advice tailored to their financial goals.
• Ensure client meetings are well-prepared with accurate documentation; conduct diligent follow-up afterward.
• Develop comprehensive financial plans and provide well-researched investment recommendations.
• Execute trades and transactions accurately while staying informed on market trends.
• Proactively engage with clients to understand evolving needs and introduce additional services.
• Service existing practice clients while also developing your own book of business.
• Engage with referrals, prospects, and your natural market.

Qualifications

• Minimum of five years’ experience as a financial advisor.
• Hold Series 7, Series 66, and Life & Health licenses.
• CFP® designation strongly preferred.
• Strong interpersonal and communication skills.
• Highly organized, detail-oriented, and proactive.
• Book of business preferred, but not required.

Compensation & Benefits

• Initial base compensation range of $75,000 – to $100,000, commensurate with experience.
• Exempt status.
• Variable compensation based on performance.
• Comprehensive benefits package, including PTO and paid holidays.
• 401(k) plan with employer match.
• Professional development opportunities and practice-provided resources to help grow your client base.