Finance Control Manager - Vice President

About the role

Join the Treasury/Chief Investment Office (TCIO) to be part of a team responsible for managing the Firm's balance sheet including its interest rate, liquidity, and capital risks, and Funds Transfer Pricing framework. Our team monitors and oversees interconnectedness between the Firm and its legal entities. We manage objectives through investment in high quality securities, cash holdings, and raising debt and equity in the capital markets.

Responsibilities

• Serve as the first line of defense global lead for TCIO Finance, acting as a trusted controls partner and their go-to for all controls related matters
• Maintain the Control and Operational Risk Evaluation (CORE) Process, Risk and Control inventory, and related risk impact and control effectiveness ratings to provide an accurate reflection of the business' operational risk profile
• Partner with the central testing utility to assess the results of control design and performance evaluations, and lead top-down risk analysis, real time control issue detection, escalation, root cause analysis and remediation
• Serve as the SOX/CCAR CFO Attestation Program Leads for T/CIO including annual scoping and risk assessment, overseeing testing execution by the central testing utility, and evaluating issues for reporting impact
• Execute against the requirements of various other firm control and compliance programs, which may include but not limited to NBIA/business change management, Office of Legal Obligations, Estimations and Model Risk Management, User Tool, and Intelligent Solutions Control Frameworks
• Partner with regional business and other control partners in an effort to create consistency in the control environment and underlying processes globally
• Respond timely to inquiries, findings, and/or recommendations from the 2nd Line of Defense (Compliance Conduct & Operational Risk) and 3rd Line of Defense teams (Internal Audit)
• Contribute items for escalation to control committees and forums

Requirements

• Bachelor's degree required
• 6+ years of experience in financial services industry with background in financial accounting, controls, audit, quality assurance, operational risk management, SOX, CCAR, or other bank financial reporting
• Ability to execute tasks under tight timelines, multi-task, and prioritize
• Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint)

Preferred Qualifications, Capabilities, And Skills

• Understanding of U.S. banking regulations and financial, capital and liquidity reporting including, but not limited to, 10K/Q, FR Y-14, FR Y-9C, LCR, NSFR
• Subject matter expertise in portfolio management, treasury, and related financial and regulatory reporting
• Knowledge of accounting principles related to securities and financial instruments (e.g. fixed income, derivatives)
• Familiarity or experience with business intelligence tools and AI/ML fundamentals and practical applications in process improvement or decision support; understanding of AI risks, data privacy considerations, and responsible AI practices