ETP Specialist

About the role

The Exchange Traded Fund Specialist (“ETF Specialist”) will work in a small client-oriented institutional trading operation that services the primary market (i.e. no retail).

Responsibilities

• Receive, review, and authorize institutional orders.
• Perform daily reconciliations of clients’ orders by policies and procedures.
• Facilitate Authorized Participant (“AP”) Agreements.
• Attend meetings with clients and other service providers.
• Produce internal and external reporting and metrics.
• Disseminate fund corporate action notifications to APs.
• Assist with other assigned projects.

Requirements

• Bachelor’s Degree or equivalent experience.
• Minimum 2 years of relevant experience in securities and security markets, investment operations, and/or financial client experience.
• FINRA Series 7 and 63 license.

Qualifications

• Major or concentration in Finance, Economics, or Accounting, or equivalent experience.
• Trading experience in stocks, bonds, commodities, and/or ETFs.

Skills

• Demonstrated professional integrity.
• Dependable, flexible, and adaptable to new initiatives and changing client needs.
• Ability to exercise discretion and make independent judgments on matters of significance.
• Ability to work in a fast-paced, small team environment.
• Ability to establish and maintain effective working relationships with colleagues and clients.
• Highly motivated and goal-oriented; proactive in education and career progression.
• Dedicated to upholding high-quality standards and customer service focus.
• Strong organizational and problem-solving skills with attention to detail.
• Strong oral and written communication skills.
• Proficient with Microsoft Office applications and comfortable working in a tech-enabled environment.

Benefits

• Competitive compensation package with performance-based rewards.
• Medical and dental coverage.
• 401(k) plans.
• Paid time off options, including designated ACA Paid Holidays, Summer Fridays, Personal/Family Care, and other leaves of absence.
• Flexible work environment.
• Student Debt Forgiveness.
• Pet Insurance.

Pay

Salary Range: $65,000 - $70,000