Enterprise Risk Management (ERM) Team Lead

Location: CityScape

Responsibilities

• Support programs to identify, measure, monitor, and control risks throughout the organization.
• Play a key role in the Bank's Enterprise Risk Management Team, responsible for enterprise-wide programs including Risk and Control Self-Assessment (RCSA), Controls Testing, Issue Management, Governance Risk and Compliance (GRC) Platform and Program, Third-Party Risk Management, Policy Framework, and Technology and Information Security Risk Management.
• Execute the Controls Testing program, ensuring adherence to program methodology, policies and standards; help develop reporting, training, and continuous improvement initiatives.
• Oversee all aspects of a testing engagement including test of design and operating effectiveness of documented controls, issue determination, workpaper completion, and reporting.
• Review testing workpapers to ensure they support testing conclusions and comply with internal methodology.
• Prepare reports that clearly summarize the testing engagement, issues, and recommendations.
• Support leadership in the enhancement of Second Line of Defense Enterprise and Operational Risk Programs, including Controls Testing and Issue Management.
• Champion a strong risk culture for the company by elevating the risk knowledge base of associates.

Requirements

• 3+ years of related experience in controls testing.
• Bachelor's degree in a related field required.
• Intermediate knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services.
• Intermediate knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards and practices.
• Intermediate knowledge of industry and professional experience across one or more of the three lines of defense (e.g., banking operations, information technology, SOX, compliance, risk management, audit).
• Intermediate knowledge and experience with risk and control frameworks (COSO ERM Framework, Basel, etc.).
• Intermediate knowledge of risk management tools and systems and advanced proficiency in Microsoft Office Suite (Word, Excel, and PowerPoint).
• Preferred certifications: CIA, CISA.
• Intermediate speaking and writing communication skills.

Benefits

• Competitive salaries.
• Ownership stake in the company.