Enterprise Risk Associate

Target range: $55,000 – $75,000 per year. Actual starting pay varies based on geographic location, experience, skills, specialty, and education. Eligible for annual discretionary cash bonus (target 5%) and restricted stock units bonus (target 5%), awarded semi-annually based on performance goals.

About the role

Axos is seeking an Enterprise Risk Associate who will monitor and report on key risk and performance indicators (KRIs/KPIs), track enterprise and operational risks, and partner with business units to ensure risks, controls, issues, and remediation plans are accurately documented and managed. This role supports enterprise risk governance through data analysis, risk reporting, board and management reporting, and ongoing enhancements to the Bank’s risk management framework.

Responsibilities

• Establish and monitor key risk indicators and key performance indicators (KRIs/KPIs), including automating their calculation and monitoring, to ensure senior management makes informed, risk-based decisions.
• Monitor and report on tolerance breaches and related action plans; ensure accountability for follow-up on breached key risk indicators.
• Work across Risk and all lines of business to identify, monitor, and ensure actions related to operational risk assessments, enterprise risks and controls, and key risk indicator monitoring are properly documented and tracked.
• Communicate regularly with business units to ensure the integrity of inventoried risks, controls, KRIs, issues (updates and remediation plans), and loss events; review all relevant bank reporting to maintain complete and accurate data for tracking and risk reporting.
• Drive enhancements to overall enterprise risk management processes, including governance activities, senior management and board committee reporting, and regular engagement with business unit leadership.

Qualifications

• 2–5 years of experience in the Financial Services or Brokerage Industry.
• 2–5 years of experience in Risk Management within the Financial Services or Brokerage Industry.
• College degree, preferably in accounting, economics, or finance, or equivalent experience.
• Risk Management designations.
• FINRA licenses 7, 63, and 24 (preferred, not required).

Benefits

• Medical, dental, vision, and life insurance.
• Paid sick leave, 3 weeks’ vacation, and 11 holidays per year.
• HSA or FSA account and other voluntary benefits.
• 401(k) Retirement Savings Plan with employer match program and 529 Savings Plan.
• Employee Mortgage Loan Program and free access to an Axos Bank Account with self-directed trading.

About Axos

Born digital-first, Axos delivers financial tools and services that allow individuals, small businesses, and companies to access and manage their money how, when, and where they want. We’re a diverse team of dynamic, insightful, and independent innovators who provide technology-driven solutions offering unbeatable value to our customers. Axos Financial is our holding company and is publicly traded on the New York Stock Exchange under the symbol "AX" (NYSE: AX).