Director Compliance Advisory - Personal Loans

About the role

The Compliance Director will provide compliance advice regarding business strategy and new products to leaders in a growing business area; this Director will also own the management and oversight of a robust Compliance Management Program (CMP).

Responsibilities

• Serve as a credible business advisor and partner representing the Compliance organization to the Personal Loans business
• Lead a team of Compliance Advisors as they support specific areas within the Personal Loans business
• Maintain subject matter expertise in applicable laws, regulations, and regulator guidance
• Maintain key relationships with business leadership as well as Legal, Risk Management, and other stakeholders
• Cook up and execute on shared objectives with cross-functional teams
• Coordinate with cross-functional teams to accomplish shared objectives
• Support the management of issues with the business and risk office as they arise
• Anticipate, identify and escalate risk scenarios where needed and propose potential mitigations

Requirements

• Bachelor’s Degree or Military experience
• At least 5 years of experience in compliance, legal, audit, or risk management
• At least 5 years of experience supporting, partnering and interacting with internal business clients

Qualifications

• Certifications such as: Certified Regulatory Compliance Manager (CRCM), Certified Information Privacy Professional (CIPP), or Juris Doctor (J.D.)
• At least 10 years of experience in Banking or Financial Services
• Previous experience in Risk Management or Compliance or a related field
• Proven ability to communicate, collaborate and manage relationships with internal and external stakeholders at various levels in a matrixed organization, while driving results
• Strong written and verbal communication skills
• High energy and a desire to work in a results-oriented, rapid growth environment

Skills

• Strong analytical thinking skills
• Strong leadership and influence skills

Benefits

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.

Pay

• Chicago, IL: $187,300 - $213,700 for Director, Compliance
• McLean, VA: $206,000 - $235,100 for Director, Compliance
• Richmond, VA: $187,300 - $213,700 for Director, Compliance
• Riverwoods, IL: $187,300 - $213,700 for Director, Compliance

Schedule

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI).