Corporate Professionals WANTED Law Degree Holders

Post : Associate- Regulatory Advisory and Intermediary Registrations Company : Corporate Professionals Location : Delhi, Delhi, India Education Qualification : LLB Salary : 0 Legal Jobs In Delhi Job Description Role Overview: We are seeking a focused individual to act as a single-point regulatory specialist for end-to-end intermediary registrations and allied licensing matters across SEBI, Stock Exchanges, and other relevant statutory authorities. The role requires hands-on execution, regulatory judgment, client advisory, and interaction with authorities. Key Responsibilities Intermediary Registration & Licensing:Handling end-to-end registration applications for SEBI-registered intermediaries (RA, IA, PMS, AIF, Merchant Banker, Broker, RTA, etc.);Handling end-to-end membership applications Stock Exchange(s) (BSE, NSE, MSEI);Conducting eligibility assessment and gap analysis;Preparing and filing applications, annexures, declarations, undertakings, and supporting documents; andProviding responses to queries, deficiencies and observations issued by regulators or exchanges. Advisory & Client InteractionActing as a client-facing advisor, capable of:Explaining regulatory structures, categories, conditions, and compliance implications;Advising on optimal registration pathways and structuring options; andManaging client expectations on timelines, documentation, and regulatory risks.Translating complex regulations into clear, actionable advice for the client. Communication with Authority & Regulatory HandlingDirect interaction with SEBI departments, Stock exchanges and other regulatory bodies as required;Handling formal correspondence, portal-based communication, and follow-ups; andEscalating and resolving regulatory issues through reasoned representations. Discover more Find Lawyers LEGAL Legal Requirements Our Expectations Strong working knowledge of SEBI intermediary ecosystem;Comfort with regulatory portals;Ability to independently manage multiple registrations;Sharp documentation, drafting, and representation skills; andCommercial awareness while advising clients Qualification CS, LL.B., or NISM-certified professionals. Apply Now PathLegal has NO control on listed Items above as it's directly from customer. Incase of any discrepancy please write to pathlegal@gmail.com