Corporate Finance, SEC Reporting - Vice President / Senior Vice President

Responsibilities

• Prepare and review financial statements and notes in compliance with U.S. GAAP and SEC reporting standards.
• Review US GAAP and SEC disclosure checklists to ensure financial statements are complete, accurate, and in line with accounting standards and regulations.
• Maintain financial reporting schedules and review consolidations and eliminations.
• Cook up annual financial statement audits with a big four audit firm.
• Cook up documentation (flowcharts and risk controls matrices) for key SOX processes.
• Oversee firm-wide internal controls program inclusive of responsibility for ensuring employee compliance with performance of SOX controls and reviewing supporting controls documentation.
• Monitor and ensure compliance with controls program utilizing FloQast software.
• Provide periodic reports and present the current status of SOX controls program and operations to Senior Management (CAO and CFO).
• Prepare and maintain appropriate accounting policies for the firm, inclusive of complex transactions (including acquisitions), recurring, necessary corporate policies and other transactions requiring detailed analysis and interpretation of ASC guidance.
• Ensure compliance with policies at all times, maintaining appropriate supporting documentation.
• Research and advise on new accounting guidance issuances.
• Liaise with auditors and consultants to determine appropriate guidance to apply and proper accounting treatment.
• Write technical memorandums to document guidance applied, facts and circumstances of transactions, and conclusion on appropriate accounting.
• Review and approve journal entries within accounting software to ensure transactions are reflected appropriately in the books and records.
• Evaluate related tax impact to associated transactions and liaising with tax experts.
• Perform financial due diligence of acquisition targets.

Qualifications

• 10-15+ years of corporate accounting or audit experience within the financial services industry.
• Master's degree in Accounting is required.
• CPA license is required.
• Detailed understanding and experience with GAAP and SEC financial reporting.
• Experience with SOX controls is required (performing or managing a SOX controls program or auditing controls).
• Experience with consolidation of financial statements is required.
• Familiarity with NetSuite is preferred.
• Proficient with Excel, Word and Power Point.
• Familiar and competence in utilizing AI tools to drive meaningful results (CoPilot, ChatGPT, etc.).
• Able to manage large sets of data and implement checks and balances.
• Excellent verbal and written communication skills.
• Detailed oriented with big picture capability.

Pay

The base salary range for this role is $160,000 to $220,000.

Schedule

Employees will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.