Jobs · Finance · New York

Control Room / Compliance Associate

Landing Point · New York, NY · 1 wk ago
On-siteFinance$40–$60/hrContract
Company Overview: A diversified credit and real estate investing platform within a leading global alternative asset management firm manages approximately $78 billion across a broad range of strategies. They are seeking a temporary mid-level Control Room / Compliance Professional to support their compliance function during a staffing transition. Job Responsibilities: Support Control Room activities, including the review and administration of MNPI, conflicts of interest, trading restrictions, and related procedures.Assist with Code of Ethics, personal trading, and other compliance processes.Help maintain accurate records and support the consistent application of compliance policies.Collaborate with internal stakeholders on day-to-day compliance matters. Qualifications: Approximately 3 or more years of relevant Control Room or compliance experience.Working knowledge of MNPI, conflicts of interest, trading restrictions, and related compliance concepts.Experience within asset management, private equity, or a similar investment environment preferred.Credit-related experience is a plus. Compensation: Pay Rate: $40 – $60/hr The post Control Room / Compliance Associate appeared first on Landing Point.

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