Compliance Testing Manager - Anti-Money Laundering (AML)

About the role

The Compliance Testing Manager performs a key second line of defense role, to help ensure regulatory requirements are met across the enterprise and applicable lines of business. The Compliance Testing Manager will be responsible for performing quality assurance on testing executed by compliance testers.

Responsibilities

• Provide guidance on development of test plans
• Communicate changes in testing procedure, including schedule changes
• Ensure that testing results are executed timely, technically accurate, appropriately socialized with key stakeholders and reasonable
• Review work of Testing Team
• Demonstrate strong problem-solving and conceptual skills
• Demonstrate strong written and verbal communication skills
• Demonstrate strong negotiation and leadership skills
• Pursue compliance certifications if not already certified

Qualifications

• Bachelor’s Degree or Military Experience
• At least 5 years of compliance testing, compliance, legal, audit, risk management, AML or Fraud investigation experience
• At least 2 years of people management experience

Preferred Qualifications:

• 6+ years of compliance testing, compliance, legal, audit, risk management, AML or Fraud investigation experience
• 3+ years of people management experience
• Strong working knowledge of Suspicious Activity Report (SAR), Currency Transaction Report (CTR), and/or Suspicious Transaction Reports (STRs) filing requirements
• Strong working knowledge of both US and Canadian laws and regulations as they relate to AML and Sanctions
• Ability to prioritize among many conflicting needs and advocate a course of action while remaining flexible and responsible to dynamic situations
• Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crime Specialists (CFCS) or Certified Regulatory Compliance Manager (CRCM) certification