Compliance Officer

MillTech provides advanced FX Hedging and Cash Investment solutions to increase market access, reduce costs, and automate manual workflows. With a focus on automation, integration, and connectivity, we have pioneered an independent risk management and liquidity solution for fund managers, institutions, and global corporates, purpose-built to deliver best execution at scale. Since its inception in 2020, the MillTech platform has grown to support over $500bn in annual FX volume and over $35bn in client programs, trusted by some of the world’s largest institutions. In 2026, MillTech secured a $60m minority investment from the growth equity arm of Apax Partners, valuing the company at $325m. Headquartered in London, MillTech serves clients across the United Kingdom, United States, Canada, Switzerland, Belgium, Denmark, Ireland, Luxembourg, Norway, and Liechtenstein. MillTech is authorised and regulated by the UK’s Financial Conduct Authority (FCA FRN 911636) and registered with the USA’s National Futures Association (NFA).

About the role

MillTech is seeking a Compliance Officer to lead the compliance function for our New York office. Reporting to the Group Chief Compliance Officer, you will assist with the design, implementation, and continuous improvement of our compliance program. This is a high-visibility role for a leader who can pair deep regulatory expertise with pragmatic, business-enabling judgment.

Responsibilities

• Own and evolve the firm's compliance program, policies, and code of ethics across all business lines.
• Serve as primary liaison with regulators, including the SEC, FINRA, NFA, and other federal and state authorities; manage examinations, inquiries, and filings.
• Oversee AML, KYC, and sanctions (OFAC) programs, including suspicious activity monitoring and reporting.
• Monitor regulatory developments and translate them into practical guidance for the business.
• Lead compliance risk assessments, testing, surveillance, and remediation of identified issues.
• Advise senior leadership on compliance risks affecting new products, markets, and strategic initiatives.
• Build, mentor, and scale a high-performing compliance team; foster a strong culture of compliance.
• Deliver compliance training and manage employee certifications, personal trading, and conflicts of interest programs.

Requirements

• 10+ years of compliance experience in financial services, with 5+ years in a senior leadership role (CCO, Deputy CCO, or equivalent).
• Deep knowledge of SEC, FINRA, NFA, and NYDFS regulatory frameworks; hands-on experience managing regulatory examinations.
• Expertise in AML/BSA, sanctions, and anti-fraud regimes.
• Relevant certifications (CAMS, CRCP, or similar) preferred.
• FINRA Series 14 or 24.
• Proven ability to influence executives and boards, and to build compliance functions that scale with the business.
• Impeccable integrity, sound judgment, and clear, direct communication.

Benefits

• Competitive salary with annual reviews.
• 25 days’ paid annual leave plus an additional day per year of service.
• Excellent staff development and training opportunities.
• Flexible working arrangements including remote working.
• Healthcare.
• 401(k) with employer match.