Compliance Manager (Financial Services / Lending)

Responsibilities

• Leading Compliance Programs: Spearhead the development and execution of SAFCO's compliance initiatives in compliance with CFPB guidance, state regulations, and federal guidelines.
• Compliant Management and Remediation: Oversee compliant management system. Respond to any customer complaints and investigate to propose any internal remediation steps or team member coaching.
• Risk Management: Identify potential areas of compliance vulnerability and develop strategies to mitigate risks, ensuring our operations remain ethical and lawful.
• Training and Education: Facilitate training sessions to educate our team members on compliance regulations and best practices, empowering them to uphold our standards.
• Quality Assurance / Audits: Design and manage quality assurance program and scorecards for funding and collections team to test adherence to policy and relevant laws. Conduct periodic audits to evaluate our systems and procedures for regulatory compliance.
• Policies and Procedures: Work closely with senior leadership and other departments to develop, modify, and maintain policies and procedures that align with our compliance program.

Requirements

• Strong Communication Skills: Effective communication with clarity and professionalism.
• Analytical Thinking: Problem-solving and developing effective solutions.
• Team Leadership: Supervise other department staff and provide guidance and mentorship.
• Adaptability: Thrive in a fast-paced environment and make sound decisions independently.

Qualifications

• A Bachelor's degree and 3 to 5 years of relevant experience is required.
• JD degree is a plus.
• Must have knowledge and experience of financial services and laws/regulations related to lending and loans.

Benefits

Earn salary + bonus starting at $100,000 or more annually!

Schedule

This is an in-office role, so only experienced candidates who reside in the South Florida market will be considered or those willing to relocate.

Pay

Earn salary + bonus starting at $100,000 or more annually!

Company Information

SAFCO is an EOE/drug-free employer. Explore Life at SAFCO on LinkedIn Follow our team, culture, and career opportunities.