Compliance, Financial Crime Compliance- Risk Assessment and Controls, Vice President, Richardson TX

Risk Assessment and Controls

The individual will help to manage FCC’s regulatory change management program, including identifying relevant regulatory developments on an ongoing basis, assessing their impact to the Goldman Sachs financial crime program, and working with stakeholders across the organization to design and coordinate implementation of required program changes, including revisions to relevant policies and procedures.

The individual will also assist in managing the design and execution of the FCC global risk assessment program, coordinating with stakeholders across the firm to gather and analyze data, prepare related materials, and report results to firm management and other stakeholders.

The role also includes serving in an advisory capacity to other groups within FCC, coordinating controls-related activities.

Qualifications

• Strong academic record with Bachelor’s degree or equivalent required
• Prior investment banking/financial services industry experience and knowledge of securities industry and products
• Prior compliance experience and a technical understanding of applicable AML, sanctions and bribery and corruption regulations
• Experience of using data analytics tools and knowledge of structured query language preferred
• Ability to work both independently and in team-oriented workflows
• Ability to manage expectations of key stakeholders
• Strong analytical and risk assessment skills
• Excellent written and verbal communication skills
• Ability to prioritize workflows and ensure deadlines are met
• Proactive, self-motivated, detail-oriented and well-organized
• Compliance or legal-related experience in financial services preferred