Compliance Administrator
Lobel Financial · Anaheim, CA · 3 wk ago
On-siteFinanceFull-time
About the role
The Compliance Administrator is responsible for ensuring adherence to all regulatory requirements and company policies. This includes conducting audits, maintaining compliance records, and providing guidance to other departments.
Responsibilities
- Conduct regular audits to ensure compliance with industry regulations and company policies.
- Maintain accurate and up-to-date compliance records.
- Provide training and guidance to department staff on compliance matters.
- Respond to inquiries from regulatory bodies and external auditors.
Requirements
- Bachelor’s degree in Business Administration, Law, or a related field.
- Minimum 3 years of experience in compliance roles.
- Strong analytical and problem-solving skills.
- Excellent written and verbal communication skills.
- Proficiency in Microsoft Office Suite.
Qualifications
- Knowledge of relevant industry regulations and standards.
- Experience working in a fast-paced, deadline-driven environment.
- Ability to work independently and manage multiple tasks simultaneously.
Skills
- Strong attention to detail.
- Effective time management and organizational skills.
- Ability to prioritize tasks and meet deadlines.
- Strong interpersonal and communication skills.
Benefits
- Competitive salary package.
- Flexible work schedule.
- Professional development opportunities.
- Health insurance benefits.
- Employee discounts.
Pay
- $60,000 - $70,000 annually.
Schedule
- Full-time position.
- Monday through Friday, 9:00 AM - 5:00 PM.