Business Analyst – Regulatory & Compliance

Location: Charlotte, NC 28202 | Duration: 12 months (possibilities of extension or conversion)

About the Role

We are seeking an experienced and analytical Business Analyst with a strong background in regulatory and compliance initiatives to support the Corporate & Investment Banking (CIB) business. This role focuses on evaluating regulatory changes, assessing business impacts, and translating complex regulatory requirements into clear business and functional requirements across Compliance, Technology, Legal, and Operations. This is a true Business Analyst position—not a Project Manager role. The ideal candidate will be able to work independently, build strong stakeholder relationships, and perform deep-dive analysis to uncover root causes and business impacts beyond surface-level requirements.

Responsibilities

• Analyze regulatory requirements and assess their impact across business, technology, legal, and operations functions.
• Collaborate with stakeholders to gather, document, validate, and refine business and functional requirements.
• Support regulatory and compliance-driven initiatives, ensuring alignment with business objectives and regulatory expectations.
• Translate complex regulatory requirements into clear, actionable business solutions.
• Perform business process analysis, gap analysis, and impact assessments.
• Support regulatory reporting, data analysis, and documentation activities.
• Work with cross-functional teams within Corporate & Investment Banking (CIB) and frontline business units.
• Identify risks, dependencies, and implementation gaps associated with regulatory changes.
• Deliver high-quality analysis and documentation while meeting established SLAs and project timelines.

Requirements

• 5+ years of Business Analyst experience within banking or financial services.
• Strong experience supporting regulatory and compliance initiatives (U.S. and/or global regulations).
• Experience with regulatory reporting and data analysis.
• Solid understanding of financial markets, banking products, and banking operations.
• Proven ability to analyze regulatory impacts across multiple business functions.
• Excellent analytical, problem-solving, and critical thinking skills.
• Strong written and verbal communication skills.
• Demonstrated ability to work independently and effectively manage stakeholder relationships.

Skills

• Proficiency in Microsoft Excel, Word, and PowerPoint.
• Strong documentation, reporting, and business analysis skills.
• Business Analysis
• Regulatory Compliance
• Requirements Gathering
• Regulatory Impact Assessment
• Regulatory Reporting
• Data Analysis
• Stakeholder Management
• Process Analysis
• Risk Assessment
• Financial Markets
• Corporate & Investment Banking (CIB)
• Cross-functional Collaboration
• Critical Thinking
• Problem Solving
• Documentation and Communication

Preferred Qualifications

• Experience working with regulatory frameworks affecting financial institutions (U.S. and/or global).
• Prior experience supporting Corporate & Investment Banking (CIB) or frontline banking teams.
• Experience participating in enterprise-wide regulatory or large-scale compliance transformation programs.