Audit Manager

About the role

This role offers the opportunity to evaluate trading businesses, assess key risks and controls, and work closely with stakeholders across Front Office, Middle Office, and Product Control functions. The team covers a broad range of Markets activities, with a preference for candidates who have experience auditing Structured Products, though strong candidates with wider Markets audit experience will also be considered.

Responsibilities

• Lead audits covering Structured Products and related Markets businesses
• Assess risks and controls across Front Office, Middle Office, and Product Control functions
• Identify control gaps and provide recommendations to improve the control environment
• Present audit findings and observations to business management and audit leadership
• Partner with stakeholders across Risk, Compliance, Finance, Operations, and the Front Office
• Support audit planning, issue validation, and ongoing risk assessments

Qualifications

• 7+ years of Internal Audit within financial services
• Experience auditing Markets businesses with exposure to products such as Structured Products, Fixed Income, Credit, Derivatives, or Securitized Products
• Ability to independently lead audit engagements from planning through reporting
• Understanding of Front Office, Middle Office, and Product Control functions
• Strong communication, presentation and stakeholder management skills
• Experience working within a large banking environment