Associate Financial Advisor

Wells Fargo is seeking an Associate Bank Financial Advisor in Wealth and Investment Management as part of Wells Fargo Advisors.

About the role

In this role, you will participate in Wells Fargo Advisors' training program to meet personal, professional, and organizational client service and financial goals within the Financial Advisory - Bank function.

• Review basic or tactical client goals and risk tolerance, assess investment profile, and evaluate client financial needs related to lower-risk tasks and deliverables with narrower impact.
• This Licensed Originator (LO) position involves customer contact and job duties that may include assessing needs and referring customers interested in a dwelling-secured product to a SAFE team member. This position assists customers without taking an application or offering/negotiating terms of a dwelling-secured transaction.

Responsibilities

• Meet Consumer Financial Protection Bureau qualification requirements and comply with related Wells Fargo policies, including financial responsibility, character, general financial fitness, and criminal background standards.
• Obtain and/or maintain appropriate Financial Industry Regulatory Authority (FINRA) license(s) as required for ongoing employment, including Series 7 and 66 (or 63 and 65) and state Variable, Life, and Health insurance licenses within 90 or 180 days of hire.
• Comply with state law registration, licensing, and specific product or SAFE licensing requirements.
• Adhere to FINRA background screening requirements; candidates must pass a background check prior to hire and meet ongoing regulatory obligations, including periodic screening and mandatory reporting.
• Comply with policies regarding outside activities and personal investing, if applicable.

Requirements

• 6+ months of customer service, sales, relationship building experience, or equivalent demonstrated through work experience, training, military experience, or education.
• Successfully completed Securities Industry Essentials (SIE) exam or equivalent.

Qualifications

• FINRA registration including Series 7 and 66 (or FINRA-recognized equivalents).
• State Variable, Life, and Health insurance licenses.
• Financial services or client services experience.
• Experience developing and managing client relationships.
• Sales or sales support experience.
• A BS/BA degree or higher (desired).

Pay

Compensation includes an hourly base pay rate that meets or exceeds applicable minimum wage requirements, with the opportunity to earn additional commission. All pay complies with applicable minimum wage laws.

Posting location: 10010 S State Street, Sandy, UT 84070