Asset & Wealth Management, Private Wealth Management, Equity Structuring, Associate - Dallas

About the role

The Equity Structuring group ("EQS") sits within Private Wealth Management ("PWM") and delivers tailored equity-based solutions to global wealth management and cross-divisional clients through customized structuring and execution services. EQS provides clients with single stock hedging and monetization expertise, as well as thematic investment opportunities across a variety of implementation vehicles such as public equity, listed options, structured notes, and over-the-counter (OTC) derivatives on both an agency and principal basis. The Single Stock Structuring team sits within the Equity Structuring group. The team works with clients who have concentrated single stock positions to deliver bespoke solutions.

Responsibilities

• Work as part of a global team to support the functions of the Single Stock Structuring Group
• Aid in drafting 10b5-1 plans and executing other executive selling transactions by collaborating with private wealth advisors, the 10b5-1 trading team, and internal partners such as Legal and Compliance
• Conduct due diligence on client restrictions derived from SEC rules, their executive role, and IPOs / M&A events
• Research and analyze client equity holdings and transaction history through SEC filings and third-party datasets
• Create client-facing marketing materials and collaborate with colleagues to educate clients and prospects
• Prepare internal and external materials such as business updates, datasets on important market trends, and other updates related to 10b5-1 / executive selling and markets more broadly
• Contribute to ongoing platform expansion and technology development through collaboration with business partners, trading, and other stakeholders

Requirements

• Bachelor’s degree with minimum of 3 years of experience in financial markets
• Impeccable attention to detail, time management, and organizational skills
• Strong interpersonal and communication skills (written and verbal)
• Ability to think independently and analytically within a defined framework
• Motivated team player who takes initiative and works autonomously
• High degree of personal accountability and ability to handle sensitive and/or confidential information
• Strong Microsoft Office skills (Word, Excel, Outlook, PowerPoint)
• Experience in equity trading and/or capital markets
• Experience with SEC rules and filings
• Experience with Legal or Compliance workflows
• SIE, Series 7 and 63 required (must be obtained within three months of employment)

Qualifications

• Personal qualities: motivated, proactive, detail-oriented, analytical, and able to work independently
• Technical skills: strong understanding of equity trading, SEC rules, and compliance processes
• Soft skills: excellent communication and interpersonal skills, ability to work collaboratively with diverse teams

Skills

• Financial markets knowledge
• Attention to detail
• Time management and organizational skills
• Interpersonal and communication skills
• Independent thinking and analytical skills
• Microsoft Office proficiency
• SEC rules and filings experience
• Legal or Compliance workflow experience
• Series 7 and SIE required

Benefits

At Goldman Sachs, we are committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.

Pay

Competitive compensation package, including base salary, bonus, and benefits.

Schedule

Full-time position with flexible working arrangements as per the firm's policies.

Additional Information

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law. We are committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html