Asset & Wealth Management, Operational Risk, Issues Management, Associate - Dallas

About the Role

We are looking for an Associate to serve as a member of the AWM Risk Management function supporting Marcus US Deposits and Private Bank in Richardson (Texas). The role will execute key control deliverables related to issues management, risk reporting and control assessments, to ensure regulatory compliance, protecting client assets, and managing risk.

How You Will Fulfill Your Potential

• Evaluate control issues to ensure conformance to Consumer and Firm requirements
• Analyze issue root-cause and validate remediation actions
• Drive resolution of issues in conformance to Consumer and Firm requirements
• Ensure data quality of issue documentation
• Aggregate issues to identify key themes and control enhancement opportunities
• Develop and report on Key Risk Indicators/Key Control Indicators
• Engage with audit and risk partners to monitor findings
• Assess vendor risks and issues for themes, and monitor closure
• Perform reviews of operational risk events and assess themes
• Monitor operational risk events for timely and accurate reporting
• Advise, challenge & inform the businesses on risk mitigation actions
• Lead senior management presentations on risk and control metrics and analysis
• Coordinate and facilitate governance routines with key executive stakeholders
• Identify ways to share risk best practice across teams and functions, and with other business lines where like processes exist/there is exposure to similar risk

Qualifications

• Bachelor's degree in Risk Management, Business, Finance, or a related field
• 5+ years related work experience
• Understanding of Consumer banking processes in a risk management context are required
• Exposure to qualitative and quantitative controls across financial products
• Strong analytical orientation, lateral thinking, organizational, influencing skills and attention to detail
• Ability to perform data analytics using metrics to identify trends and themes
• Excellent communication skills to clearly articulate issues and ideas with different levels of stakeholders
• Innovative, including a keen eye for identifying areas of control enhancements
• Good influencing skills to challenge the status quo and enhance the control environment
• Sound time management skills to be able to effectively prioritize and multi-task
• A mentor/coach to the juniors in the team
• Good interpersonal and teamwork skills to develop strong stakeholder relationships
• The ability to present with impact and build consensus across senior stakeholder groups
• Track record of delivering and enhancing measurable, impactful business outcomes
• CFA, FRM or equivalent professional certifications preferred
• 3-5 years banking experience, specifically in operational risk, compliance, internal audit or corporate governance
• Strong knowledge of Risk Assessment Framework and experience performing control assessments
• Working knowledge of financial, operational, compliance, and reputation risks
• Experience aggregating and analyzing various types of risks and data with output to dashboards and/or formal written assessments
• Experience with Tableau or other reporting/data analytics tools preferred