Anti-Money Laundering Investigator II - List Screening Investigations

About the role

List Screening Investigations (LSI) performs screening, research, and disposition work for Capital One's Economic Sanctions Compliance Program related to the Office of Foreign Asset Control (OFAC). The program ensures compliance with federally-mandated economic sanctions against dangerous or criminal individuals, organizations, and governments who should be denied access to financial services. LSI also performs screening research and disposition against various lists (e.g., Financial Crime Enforcement Network (FinCEN), Negative News, Politically Exposed Person (PEP), etc.) and supports various Anti-Money Laundering (AML) processes, including suspicious activity investigations, Currency Transaction Report (CTR) report monitoring, customer due diligence, and enhanced due diligence.

Responsibilities

• Manage list screening case work in a timely and efficient manner.
• Execute a variety of tasks in support of the conduct of investigations.
• Analyze and investigate individuals who potentially match entities on various watch lists utilizing Anti-Money Laundering typologies.
• Summarize, in writing, the result of investigations conducted.
• Escalate cases and issues as appropriate for advanced investigation and analysis.
• Build and maintain awareness of the broader context and implications of the various types of AML risks affecting the business (e.g., financial, legal, reputation, etc.).
• Assess and handle sensitive data and investigations with professional demeanor.

Autonomy and Supervisory Responsibilities

• Level of Supervision: Occasional supervision required.
• Structure Level: Structures occasional tasks independently.
• Typically reports to: AML Supervisor (Sr. Investigator).

Requirements

• High school diploma, GED, or equivalent certification.
• At least 6 months of experience in investigations or research.
• At least 1 year of Microsoft Office or Google Suite experience.

Qualifications (Preferred)

• Bachelor's degree.
• 1+ years of experience in Anti-Money Laundering (AML), Fraud, Investigations, or as an Analyst.
• 6+ months of financial services industry experience.
• 1+ years of experience in investigations or research.
• Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership.

Work From Home Technology Requirements

• A secure home office environment that is free from background noise and distractions.
• A reliable private internet connection that is not supplied by use of cellular data (hot spot). Cable or fiber connections are preferred.
• Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred. Check your download speed using a speed test (e.g., www.speedtest.net).
• Sustained ability to maintain latency less than 250 ms in voice calls is required.
• Hard-wired connectivity is preferred; any use of wireless connectivity must be private (non-public) and password protected through WPA2-PSK (AES) encryption.
• A private network is password protected where you have ownership or line of sight to every device on the network.

Capital One reserves the right to request proof of internet provider, speed, and service package from the associate. Requirements are subject to change with 60 days notice.

Work from Home Living Requirements

Candidates must live within 50 miles driving distance of one of the hub locations based in Wilmington, DE / Richmond, VA / Plano, TX / Chicago, IL / McLean, VA and be comfortable coming in person whenever required with no less than 24 hours notice. At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Pay

The minimum and maximum full-time annual salaries for this role are listed below, by location. Salaries for part-time roles will be prorated based on the agreed-upon number of hours to be regularly worked.

• Chicago, IL: $62,900 - $71,800 for AML Investigator II
• McLean, VA: $69,100 - $78,900 for AML Investigator II
• Plano, TX: $62,900 - $71,800 for AML Investigator II
• Richmond, VA: $62,900 - $71,800 for AML Investigator II
• Riverwoods, IL: $62,900 - $71,800 for AML Investigator II
• Wilmington, DE: $62,900 - $71,800 for AML Investigator II

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered will be reflected solely in the candidate’s offer letter.

Benefits

Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level. Learn more at the Capital One Careers website.