AML Compliance - Senior Analyst

Responsibilities

• Conduct ongoing review analysis of clients' KYC profile and transactions in accordance with established procedures in line with IBKR policy
• Perform negative news and public domain searches on high-risk clients and related parties in different categories of EDD or financial crimes compliance
• Write comprehensive risk assessments of our highest risk clients
• Interact with internal stakeholders to complete reviews and provide efficiency for clients
• Maintain accurate tracking of assignments and request for documentation to ensure appropriate deadlines are met
• Escalate and investigate issues discovered during review
• Aid in drafting, training, and maintenance of procedures and other documents
• Act as a subject matter expert for CAFFI reviews

Qualifications

• A bachelor's degree or higher is the preferred education level. Preferred areas of study include accounting, criminal justice, finance, law, or similar areas, with strong analytical and quantitative skills.
• The ideal candidate will also have experience conducting Enhanced Due Diligence or financial crimes compliance reviews. Alternatively, experience in internal audit, testing and monitoring, legal, accounting, or other control functions could be a good fit.
• Candidates must be focused, adaptable, collaborative, and have strong time management and issue-spotting skills to thrive and succeed in the work environment.
• A high degree of comfort and fluency with computers and technology, and understanding of how technology is applied to business and regulatory problems.
• Proficient in Excel, Word, and PowerPoint.
• Excellent oral and written communication skills.
• Detail-oriented with outstanding organizational and project management skills.
• Ability to work both independently as well as in a small team environment, and to multitask with minimal supervision.
• ACAMS Certification Preferred Qualifications