Advisor Directed Programs Specialist II

About the role

The Advisor Directed Programs Specialist II works on all aspects of their respective advisory programs. The Specialist collaborates with the Program Manager, Financial Advisors (FAs), Compliance, Operations, and other groups both inside and outside of Stifel. The primary goal of the program management team is to provide highly competent support to Stifel Financial Advisors through the efficient and effective management of Advisor Directed programs.

Stifel is more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients’ money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success. While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Let’s talk about how you can find your place here at Stifel, where success meets success.

Responsibilities

• Provide day-to-day support of Financial Advisors and their staff including program applications, model/strategy support and account set-up and maintenance support
• Collaborate with Program Manager on monitoring and analyzing Advisor Driven programs
• Interface with Advisory Operations and Advisory Compliance to resolve items regarding accounts, fees, trading, and other issues
• Coordinate with the Advisory Marketing team to ensure appropriate program information is shared with FAs and new recruits
• Maintenance and periodic review of program procedures to ensure proper documentation and to identify opportunities for improvement
• Responsible for the maintenance of documentation and programs files

Requirements

• Bachelor's in business or related field
• 3 to 5 years' investment advisory industry experience
• Series 7, 63 and 65 (Series 66 in lieu of 63 and 65) within 6 months of hire

Qualifications

• Knowledge of investment securities, investment strategy and theory, asset allocation, investment statistics, and both brokerage and investment advisory industries
• Ability to use logic reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to problems