Admin/Clerical - Compliance Clerk
Our Customer is an American financial services mutual organization based in Milwaukee, providing consultation on wealth and asset income protection, education planning, retirement planning, investment advisory services, financial planning trust and private client services, estate planning, and business planning. Its products include life insurance, permanent life insurance, disability income, and long-term care insurance; annuities; investments; and investment advisory products and services.
About the role
This is a contract-based Compliance Clerk role to support ongoing business needs. The position is 100% onsite in Milwaukee, WI.
Responsibilities
- Help coordinate recurring business processes and maintain reporting/tracking tools.
- Use independent judgement to make appropriate decisions on next steps.
- Work independently with minimal direction, utilizing office skills such as Word, Excel, and SharePoint.
- Ability to work in new systems.
- Provide operational, administrative, and workflow support for a Supervision team.
Requirements
- 1+ years of direct experience or similar experience.
- Attention to detail and ability to work independently with minimal direction.
- Proficiency in office skills such as Word, Excel, and SharePoint.
- Prior experience in the finance industry or a compliance role is a plus.
- Licensing such as SIE or other is a plus.
Pay
We offer a competitive salary range for this position. Most candidates who join our team are hired at the median of this range, ensuring fair and equitable compensation based on experience and qualifications.
Benefits
Contractor benefits are available through our 3rd Party Employer of Record (available upon completion of waiting period for eligible engagements). Benefits include:
- Medical
- Dental
- Vision
- 401k