Wealth Management Compliance Director

About the role

As a Wealth Management Compliance Director at Security National Bank, you will play a critical leadership role in ensuring the Trust Division operates with integrity, accuracy, and adherence to regulatory standards. This position sits at the intersection of compliance, risk management, and client service.

Responsibilities

• Monitor and interpret OCC and other regulatory requirements, providing guidance to ensure Trust Division compliance
• Review new and proposed regulations and recommend policy or procedure updates
• Cook up and support audit readiness for regulatory exams (internal, external, and OCC)
• Lead compliance training efforts, including BSA/AML, information security and other required enterprise programs
• Develop, maintain, and test the Division’s Disaster Recovery Program annually
• Chair the Trust Risk Management Committee, including agenda-setting, follow-up, and reporting
• Lead compliance training efforts, including BSA/AML, information security and other required enterprise programs
• Oversee Division risk assessments, coordinate and ensure testing of the mitigation controls is completed, and ensure alignment with enterprise risk management practices
• Partner with leadership and staff to implement policies, monitor compliance, and drive continuous improvement
• Review and update policies, contracts, and procedures to meet regulatory standards
• Conduct vendor compliance reviews and present findings to the Bank Risk Committee
• Support trust account administration activities, including documentation review, reporting, and compliance oversight
• Supervise administrative support staff
• Contribute to business development efforts and represent the bank in professional and community settings
• Participate in Wealth Management leadership planning and strategic decision-making

Requirements

Deep understanding of regulatory frameworks affecting trust and fiduciary services (OCC, BSA/AML, Regulation R, Regulation 9)

Strong analytical and problem-solving skills, with the ability to interpret complex regulations and apply them practically

Proven ability to manage compliance programs, audits, and risk assessments

Effective communicator who can clearly translate regulatory requirements into actionable guidance

Leadership skills with experience mentoring, coaching, and managing staff

Highly organized with the ability to manage multiple priorities and deadlines

Collaborative mindset with the ability to work across departments and influence outcomes

Commitment to delivering excellent client service while maintaining strict compliance standards

Qualifications

Bachelor’s degree or equivalent work experience required

Minimum of 5 years of professional office or related experience

Skills

Understanding of regulatory frameworks affecting trust and fiduciary services (OCC, BSA/AML, Regulation R, Regulation 9)

Strong analytical and problem-solving skills

Ability to interpret complex regulations and apply them practically

Proven ability to manage compliance programs, audits, and risk assessments

Effective communication skills

Leadership skills

Organizational skills

Collaborative mindset

Commitment to compliance and excellent client service

Benefits

We offer a comprehensive benefit package to our employees including medical, dental, vision, short and long term disability, life insurance, paid time off, a wellness program, and a 401(k) savings plan at hire for future financial protection.

Pay

Regular business hours, Monday through Friday

Schedule

Main Bank

Location

Sioux City, IA