Wealth Advisor
EP Wealth Advisors (EPWA) is a wealth management advisory firm with over $49.1 billion AUM as of June 30, 2026, serving predominately high net worth individuals. EPWA fosters an inclusive environment that offers opportunities for associates to learn, grow, and enhance their skills to take on new challenges and progress in their professional careers.
About the role
The Wealth Advisor provides personalized financial advice and wealth management strategies to individual clients. This role focuses on building long-term relationships, understanding clients' financial goals, and creating tailored solutions for investment, retirement, and estate planning. The advisor collaborates with internal teams to ensure comprehensive services and stays updated on market trends and regulations. Strong business development skills are required to attract new clients and retain existing ones while ensuring client satisfaction.
Responsibilities
- Work closely with branch team to provide service to a defined group of clients
- Support internal marketing efforts by qualifying leads and referring to appropriate advisor team
- Liaise with advisory team internal team members including portfolio management, operations, and financial planning on client meeting preparation and monitoring workflow associated with servicing clients
- Document client interactions and client-related workflows in contact management system
- Engage resources to stay current with information regarding regulatory requirements, financial services, and other functions pertinent to duties
- Adhere to all company policies and procedures and perform business functions with focus on consistency, quality, and compliance
- Perform additional functions, duties, and specific tasks of a similar nature and scope as necessary in order to achieve the firm's business development and client retention objectives
Requirements
- Undergraduate degree required, preferably in business-related major
- Series 65 or equivalent
- Minimum 2 years of relationship management/sales experience with a minimum of 1 year in financial services
- Interest to develop career within financial services industry; working towards CFP certification preferred
- Basic knowledge of financial and investment concepts
- Excellent written and verbal communication skills
- Demonstrated interpersonal skills with the ability to work well within a collaborative environment
- Reliable, organized, and goal-oriented
- Ability to work independently, self-directed, and exercise discretion without immediate supervision
- Ability to multi-task under pressure, prioritize workflow, and assignments in a deadline-oriented environment
- Demonstrated knowledge of CRM software and Microsoft Office including Word, Excel, PowerPoint, Outlook
Benefits
- 11 Paid Holidays + 2 Floating Holidays
- PTO
- Paid Parental Leave
- Paid Volunteer Time
- Flexible Work Schedule
- Highly subsidized Health, Dental, and Vision Plans
- 401k Retirement Account with company match contributions
- Free Mental Health services, Life Insurance, Long & Short-Term Disability Insurance
- Flexible Spending Accounts and Health Savings Accounts
- Employee Financial Education
- Employee Educational Expense Reimbursement
- Employee Charitable Donations
- Employee Referral Incentives
- Employee Team Building Activities
- Employee Assistance Program
Pay
$60,000 - $120,000 a year