Vice President, Compliance & Control (AML Surveillance Transaction Monitoring)

About the role

We are collaborating with BNY to connect them with exceptional professionals for this role. The role is for a Vice President, Compliance & Control (VPR) to join our Financial Crimes Compliance (“FCC”) team. This role is located in Pittsburgh, PA or Lake Mary, FL.

Responsibilities

• Lead complex, high-risk transaction-based investigations end-to-end (including multi-jurisdictional activity, nested relationships, and multi-product flows) and determine disposition with clear rationale and audit-ready documentation
• Leverage bank systems/applications when searching for signs of suspicious activity and evaluating internal party or external party AML risk
• Transactional data analysis to spot patterns and tell the story—efficiently analyze large datasets to identify suspicious behavior, link related parties/activity, and surface actionable insights
• Provide expertise in transaction monitoring and actively build experience by preparing risk-based reviews of both current and emerging regulatory requirements, addressing concerns and identifying control gaps
• Conduct Level 2 transaction-based investigations and/or perform quality control reviews
• Support the firm’s Global Anti-Money Laundering program including providing thorough investigations for Suspicious Activity Report (“SAR”) consideration
• Identify and escalate material issues using defined governance, with crisp problem statements and recommended actions
• Contribute to the preparation of time sensitive reporting and appropriately escalate issues
• Participate in projects and program activities that aim to strengthen compliance and improve the control environment
• Build effective working relationships and communicate clearly with leadership and cross-functional partners to support team goals and investigative outcomes
• Assisting with audit/exams/testing requests
• Contribute to the achievement of team objectives

Requirements

• Bachelor’s degree or the equivalent combination of education and experience is required
• 5-7 years of total work experience preferred
• Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred
• Experience in Anti-Money Laundering (AML) Transaction Monitoring desired
• Subject matter expertise in financial crimes investigations involving digital assets, correspondent banking, institutional custody, and/or private wealth
• ACAMS (Association of Certified Anti-Money Laundering Specialists) or CFE (Certified Fraud Examiner) certification and intelligence work in the private or public sector, is preferred

Qualifications

• Not specified

Skills

• Not specified

Benefits

• Not specified

Pay

• Not specified

Schedule

• Not specified